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Net capital rule
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481	Federal Register / Vol. 67, No[removed]Tuesday, April 9, [removed]Rules and Regulations DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. 02–04] Add to Reading List Source URL: www.occ.treas.gov Language: English - Date: 2014-08-03 08:47:53 United States housing bubble Credit rating agency Securitization Net capital rule Bank regulation Subprime mortgage crisis Capital requirement U.S. Securities and Exchange Commission Security Financial economics Finance Economics
482	Federal Deposit Insurance Corporation Board of Governors of the Federal Reserve System Office of the Comptroller of the Currency Office of Thrift Supervision Joint Release Add to Reading List Source URL: www.occ.gov Language: English - Date: 2010-11-16 10:26:15 Financial economics Capital requirement Insurance Federal Reserve System U.S. Securities and Exchange Commission Net capital rule Office of Thrift Supervision Dodd–Frank Wall Street Reform and Consumer Protection Act Basel II Finance Financial regulation Banking
483	Administrative Rules Letterhead Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2013-01-10 16:07:40 73rd United States Congress United States Securities and Exchange Commission Financial regulation Net capital rule United States housing bubble Investment Broker-dealer Securities Exchange Act U.S. Securities and Exchange Commission United States securities law Financial economics Finance
484	STATE OF TENNESSEE DEPARTMENT OF COMMERCE AND INSURANCE SECURITIES DIVISION 500 JAMES ROBERTSON PARKWAY, SUITE 680 NASHVILLE, TENNESSEE 37243 Add to Reading List Source URL: www.tn.gov Language: English - Date: 2013-02-13 10:37:44 Financial system Securities Exchange Act Broker-dealer Financial adviser Registered representative Net capital rule United States securities law Financial economics Finance
485	December[removed]Mortgage Insurance Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-08 15:42:51 Mortgage industry of the United States Economy of the United States U.S. Securities and Exchange Commission Net capital rule Fannie Mae Credit rating agency Nationally recognized statistical rating organization United States housing bubble
486	Microsoft Word - jtbrown9555 _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-08 13:03:26 United States housing bubble Nationally recognized statistical rating organization Subprime mortgage crisis Credit rating agency Financial markets Financial services U.S. Securities and Exchange Commission Net capital rule Money market fund Financial economics Finance Investment
487	Microsoft Word - dbrs - Comments on NRSRO references[removed]_2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-13 11:32:56 U.S. Securities and Exchange Commission Net capital rule Financial economics Economy of the United States Finance Credit rating agencies Nationally recognized statistical rating organization Dominion Bond Rating Service
488	What is a Managing Broker and what does Managing Broker Eligible mean? A broker company must designate to the Commission a managing broker responsible for the company. Having the designation of Managing Broker Eligible o Add to Reading List Source URL: www.in.gov Language: English - Date: 2014-08-08 12:43:17 Business Employment Marketing Net capital rule Business broker Occupations Real estate broker Broker
489	Commission Opinion, Release No[removed], June 1, 1967 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-20 10:17:13 United States securities law Stock market 73rd United States Congress United States Securities and Exchange Commission Financial markets Securities Exchange Act Net capital rule Prospectus Broker-dealer Financial economics Finance Financial system
490	September 8,2008 U. S. Securities and Exchange Commission 100 F Street. NE Washington, DC[removed]Attention: Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-11 12:30:21 Nationally recognized statistical rating organization United States housing bubble Credit rating agency Financial markets Net capital rule U.S. Securities and Exchange Commission Asset-backed security Short Securities Exchange Act Finance Financial economics Business

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